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Legal Insights & Updates

Stay informed with the latest legal developments, industry insights, and expert analysis from our team.

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Latest Articles

Showing 1-7 of 7 articles

September 11, 2025
Jack A. Fattal, PLLC

Go Public: How Foreign Companies Use the OTC Markets to Create U.S. Liquidity

Foreign companies don’t need a Wall Street IPO to trade in the United States. If you are a non-U.S. company looking for liquidity, price discovery, and a U.S. dollar ticker symbol, the OTC Markets—OTCQX, OTCQB, and OTC Pink—offer a faster and often cheaper path than a traditional exchange listing on the NYSE or Nasdaq.

#DTC eligibility#foreign company listing USA#Form 211 OTC+9 more
July 24, 2025
Jack A. Fattal, PLLC

SEC Leaders Weigh In on Tokenized Securities

From Vinyl to Token Ledgers Atkins described the migration from traditional securities ledgers to blockchain platforms, highlighting the potential of tokenized securities, as reminiscent of music’s transition from analog to digital. Just as digitization revolutionized how music is consumed—from vinyl to streaming. Converting securities into digital tokens could reshape how they’re created, traded, and utilized. He emphasized that smart contracts could automate processes like dividend distribution. They could also broaden access to previously illiquid assets and support entirely new market structures.

#token ledgers#Tokenized Securities
April 7, 2025
Jack A. Fattal, PLLC

Understanding Legal Opinion Letters for Securities Transactions (Rule 144)

When navigating the complex world of securities transactions, one critical document often flies under the radar—but it shouldn’t: the legal opinion letter. Whether you're a startup founder, an angel investor, or a shareholder in a public company, understanding the role of legal opinion letters—particularly under Rule 144 of the Securities Act—is key to successfully and lawfully transferring your securities.

#affiliate shareholder restrictions#how to sell restricted stock#legal opinion for stock transfer+12 more
March 11, 2025
Jack A. Fattal, PLLC

M&A Legal Services For Small Business Owners

Mergers and acquisitions (M&A) can be transformational for small business owners. Whether you are selling your business for maximum value or acquiring a new one for growth, the process is filled with legal complexities. Without proper legal oversight, small business owners risk financial liabilities, contract disputes, and regulatory setbacks. An experienced M&A attorney ensures the deal is structured correctly, risks are minimized, and your business interests are fully protected.

#lawyer for selling a business#M&A lawyer#mergers and acquisitions+1 more
March 7, 2025
Jack A. Fattal, PLLC

Why Your Startup Needs a Securities Lawyer

What you’ll learn: Why early-stage legal protection is critical for startups, how securities lawyers help businesses avoid costly mistakes, and how legal counsel ensures compliance and investor confidence. Starting a business is exciting, but without the right legal foundation, it can quickly become risky. Founders often focus on growth and funding while overlooking legal compliance—until it’s too late. A securities lawyer helps structure your startup, protect investor relations, and avoid regulatory missteps that could jeopardize success.

#startup lawyer
November 27, 2024
Jack A. Fattal, PLLC

Comprehensive Security Related Legal Services by Fattal Legal

Navigating the complexities of business and securities law requires precision, expertise, and a forward-thinking approach. At Fattal Legal, we specialize in providing tailored legal solutions for companies, investors, and entrepreneurs across a wide range of services. Whether you are preparing financial disclosures or structuring innovative funding mechanisms, our team ensures compliance, clarity, and efficiency.

#Form 10-Q Filing#Private placement offerings#regulation A++2 more

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